Getting to Know the Opportunity:
As the Compliance Intern, your main responsibility is to assist the Compliance Department with its core responsibilities of its Investment Advisory Compliance and Voya Mutual Fund functions. You will have the opportunity to interact with multiple functional areas of Voya Investment Management (Voya IM) such as Legal, Investments, Trading, Operations, and Technology, thereby providing you with a broad orientation of our organization. This internship requires a strong ownership of the learning process, prioritization and analytical skills. We expect you to exercise sound judgment, pay close attention to detail, and to observe the highest degree of confidentiality and accuracy. You will also have the chance to step into additional roles such as participating in projects and working closely with colleagues to solve problems.
The Contributions You’ll Make:
Assist with a variety of assigned compliance projects.
Assist with review of transaction data to confirm compliance with applicable client, regulatory and firm requirements
Assist with Compliance Risk Assessment and Testing.
Review Compliance Policy Manual to ensure that its internal and external references are accurate.
Assist in the creation of new processes utilizing technology to improve efficiencies.
Other duties as assigned.
Preferred Knowledge & Experience:
Currently pursuing a bachelor’s degree
Understanding and strong interest in the workings of financial markets and securities
Familiarity with federal and state securities rules/laws and other regulatory policies
Excellent verbal and written communication skills
Strong team player motivated to participate in and/or manage special projects
Proficiency with MS Office (Excel and Word)
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